Page 33 - 凱基證券 年報

31 業務概況與展望 Business Overview & Outlook
證券投資顧問業務
Stock investment consulting
全權委託投資業務
Discretionary investment services
個人戶 Individual Clients 公司戶 Corporate Clients
各式海內外基金
( 債券型基金、股票型基金、組合型基金)
Mutual funds (bond funds, stock funds,
fund of funds)
全權委託投資業務
Discretionary investment services
私募基金業務
Private funds
證券投資顧問業務
Stock investment consulting
同左
Same as individual clients
KGI 凱基投信
KGI Investment
Trust
股權選擇權、股權交換、債券選擇權
Equity options, equity swap, bond options
資產交換選擇權及利率端
Asset swap - options and credit portion
債券附買回/ 賣回交易
Bonds under repurchase (RP),
reverse repurchase (RS) transaction
結構型商品
Structured products
保險經紀
Insurance brokerage
證券業務借貸款項
Borrowing or lending money in connection
with securities business
有價證券借貸
Stock borrowing and lending
財富管理
Wealth management
KGI 凱基投顧
KGI Investment
Advisory
同左
Same as individual clients
上市櫃公司籌資業務(現金增資、企業募資及籌
資規劃，如轉換公司債、海外存託憑證、公司
債、金融債等)
Corporate fundraising underwriting (rights
issuance, follow-on offering, corporate
fund raising via CBs, ECBs, EBs, EEBs,
WBs, GDRs, TDRs, straight bonds or bank
debentures)