Page 21 - 凱基證券 年報

1 月January
7 月July
10 月October
7 月July
8 月August
12 月December
4 月April
6 月June
9 月September
3 月March
10 月October
2 月February
9 月September
8 月August
12 月December
9 月September
12 月December
2003
2004
2005
2006
2007
2008
2009
2010
首家取得股票選擇權造市者資格。
KGI Securities becomes the first licensed market-maker of stock options in Taiwan.
取得結構型商品承作資格。
KGI Securities obtains a Structured Products license.
發行第一次海外可轉換公司債。
KGI Securities issues Euro Convertible Bonds for the first time.
合併台育綜合證券公司。
KGI Securities merges with Taiyu Securities Co., Ltd.
取得核准經營連結海外金融商品之結構型商品業務。
KGI Securities obtains approval to issue structured products linked to overseas
financial products.
首家取得債券選擇權業務執照之證券商。
KGI Securities becomes the first Taiwanese securities house to obtain a license for bond options.
長期信用評等獲中華信用評等公司調升為 twA-。
KGI Securities' long-term credit rating increased to twA- by Taiwan Ratings Corporation.
獲惠譽國際信用評等公司給予國內長期信用評等A+(twn)以及國際長期信用評等 BBB。
Fitch Ratings Limited assigns KGI Securities' national long-term rating to A+(twn) and international
long-term rating to BBB.
取得經營財富管理業務資格。
KGI Securities obtains a license for wealth management operations.
取得股權選擇權承作資格。
KGI Securities obtains the license for equity option operations.
取得經營證券業務借貸款項資格。
KGI Securities obtains the license for borrowing or lending money in connection with
securities business.
取得經營有價證券借貸業務資格。
KGI Securities obtains the license for stock borrowing and lending.
處分 KGI凱基證券(原中信證券)(韓國 )子公司。
KGI Securities disposes of KGI Securities (Korea).
為使 KGI亞太區企業識別標誌一致化，KGI中信證券更名為 KGI凱基證券。
KGI Securities unifies its Corporate Identity System by changing the Chinese name.
辦理現金增資 6.7億股普通股參與發行海外存託憑證(GDR)，募集2.86億美元。
KGI Securities proceeds cash capital raising activities of 670 million common shares to participate
in a global depository receipt (GDR) issuance program and raised US$286 millions.
合併台証綜合證券公司， KGI凱基證券躍升為台灣第二大證券商。
KGI Securities becomes the 2nd largest securities firm in Taiwan
in terms of brokerage market share after the merger with Taishin Securities.
本公司轉投資公司KGI Securities (Singapore) Pte. Ltd. 獲新加坡金融管理局認可「豁免基金經理」資
格，自民國99 年9月1 日起得以對特定合格投資人提供基金管理業務服務。
KGI Securities (Singapore) Pte. Ltd. obtains the license as an "Exempt Fund Manager" to carry out
the fund management activities since September 1, 2010.
取得金管會核發信託財富管理執照，得以兼營信託方式辦理財富管理業務。
KGI Securities obtains the license for trust-type wealth management operations.
19 公司沿革 KGI Securities History